CA Audit Inspection Bangalore

Hiring with a leading financial service company in Bangalore Role Inspection Compliance Audit Internal Audit SEBI Education CA Job description 1 Conduct inspection on members site as per the inspection calendar for the quarter following a preapproved checklist or conduct inspection on members offsite based on alerts received 2 Continuous monitoring of the data submitted by the trading member to the Exchange 3 Draft the inspection report for the member 4 Expand the scope of inspection beyond the preapproved checklist after consulting manager 5 Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager 6 Verify the inspection report prepared by the maker 7 Conduct compliance visits for new members brokers to acquaint them to the compliance requirements and inspection process 8 Escalate matters like non cooperation of member delay in furnishing data to the respective Manager Interested candidates can share their cvs hidden email